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The AML/CTF Tranche 2 starting-point checklist

Seven questions, each cited to AUSTRAC's own published guidance — a way to sanity-check your position, not a substitute for AUSTRAC's real estate program starter kit or your AML/CTF adviser.

Not legal advice

This is general information about AUSTRAC obligations, drawn from AUSTRAC's published guidance as at 27 August 2026 — not legal advice, and not a complete statement of your obligations. Confirm how they apply to your business with your AML/CTF compliance officer or a qualified adviser before relying on it.

  1. Are you enrolled with AUSTRAC as a reporting entity?

    AUSTRAC — Real estate designated services
  2. Can you show initial CDD was completed before you began providing a designated service to this customer — not after?

    AUSTRAC — Initial customer due diligence (Reform)
  3. Do you know which retention clock applies to which record — CDD records run 7 years from the end of the business relationship, transaction records 7 years from the transaction date?

    AUSTRAC — Record keeping overview
  4. If a screening result raised a concern today, do you know your clock — 3 business days to lodge an SMR, 24 hours if it involves suspected terrorism financing?

    AUSTRAC — Suspicious matter reports
  5. Is your identity verification based on documentation or electronic data you could describe as reliable and independent, if AUSTRAC asked you to explain the method?

    AUSTRAC — Customer identification and verification
  6. Do you have a written AML/CTF program — customised to how your agency actually operates — rather than a process that lives in one person's head?

    AUSTRAC — Real estate program starter kit
  7. If your CDD record could have been quietly edited after the fact with no way to tell, would that hold up if it were ever tested?

    Practical question — not an AUSTRAC-specified test

This is a starting point, not the full list — AUSTRAC's real estate program starter kit is the primary resource for building your actual program.

We'll only use these details to send the checklist and, if it's useful, one follow-up. No list, no sequence, no sharing.

AML/CTF Tranche 2 checklist — Trace